When issued dealing form




















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See Party dealing with the land page. If stated, the consideration must be the same:. The operative words are those words that specify the transaction contained in the Real Property Act dealing, e.

The substitution or deletion of an operative word is unacceptable. An addition to the operative words is acceptable if the intention is precisely stated, e. A qualification to the intent or effect of a dealing is acceptable provided that the operative words remain clear and unambiguous, and the essential nature of the dealing remains unaltered, eg a discharge of mortgage may state 'without prejudice to the rights, powers and remedies of the mortgagee'.

The estate or interest being dealt with must be specified. A discrepancy between the estate held and the estate being dealt will be requisitioned. An alteration that increases the estate may require further marking by Revenue NSW.

The interest being dealt with must be noted on the Torrens Title Register. It is acceptable to state the shares being dealt with following the reference to the estate or interest. See Encumbrances page. The dealing code must appear on the form. See Party taking page.

Tenancy must be specified where there is more than one party taking in a Real Property Act dealing. The tenancy must be joint tenants , or tenants in common , or a combination thereof. If the parties are tenants in common the shares must also be specified. Shares may be shown:. Where possible show shares as fractions in the lowest common denominator. All Real Property Act dealings and caveats must bear a certificate of correctness for the purposes of the Real Property Act See s Real Property Act Where the execution is contained in an annexure , no objection will be raised to the omission of the certification from the annexure provided it appears on the dealing itself and the page number containing the execution is referred to in the space provided for execution on the dealing form and the annexure has been properly identified.

See Execution pages. The total number of pages making up the dealing must be entered in the appropriate location at the foot of the form. Any annexure must be included in the total. Every page of any annexure must be numbered at the foot of each page in the centre and must be in the format 'Page 1 of 5'.

The form itself and all the annexures must together form one sequence. The form must be page 1. Alterations to a Real Property Act dealing, instrument and any annexure must be initialled by the parties in the margin opposite. The name of persons initialling and date of alteration must be stated. Any alteration to a Real Property Act dealing, instrument and any annexure made by a person who is not a party to the dealing must include the signature of the person making the alteration, their name and date.

They are also required to state that they are 'authorised to make the alteration'. Certain alterations must be noted by the Revenue NSW, see the table at the head of each dealing - See Dealing requirements pages. See Annexures page. A single Real Property Act dealing that attempts to carry out more than one transaction is a multiple dealing and an extra fee may be payable.

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If you do not allow these cookies, you will experience less targeted advertising. Find out more about www. Where these directions apply the 'standstill', firms have the choice between complying with the pre-IP completion day rules, or the post-IP completion day rules. The following are examples of behaviour that may amount to insider dealing under the Market Abuse Regulation , but are not intended to form an exhaustive list: 5.

For market makers and persons that may lawfully deal in financial instruments 5 on their own account, pursuing their legitimate business of such dealing including entering into an agreement for the underwriting of an issue of financial instruments may 5 not in itself amount to market abuse.

The 5 following factors may 5 be taken into account in determining whether or not a person's behaviour 5 is in pursuit of legitimate business, and are indications that it is:. Categories 5 of inside information relevant to MAR 1. The 5 following factor may 5 be taken into account in determining whether or not a person's behaviour 5 is for the purpose of him proceeding with 5 a merger with the target company or a public takeover of the target company 5 , and is an indication 5 that it is:.

The following descriptions are intended to assist in understanding certain behaviours which may constitute insider dealing under the Market Abuse Regulation and 5 concern the definition of inside information relating to financial instruments other than commodity derivatives or emissions allowances or auctioned products based thereon: 5.

X tells Y that his company has received a takeover offer that is at a premium to the current share price at which it is trading. Y enters into a spread bet priced or valued by reference to the share price of B PLC based on his expectation that the price in B PLC will increase once the takeover 5 offer is announced.

Before the information is announced over the regulatory information service the employee, whilst being under no obligation to do so, sells his shares in B PLC based on the information about the loss of the contract.



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